How to Identifying and Investigate Financial Crimes Red Flags

Attendees will learn about red flags in the financial services industry, including AML-related activities, understand US regulations, spot and investigate red flags, and determine if a flag requires further investigation.
Tuesday, April 01, 2025
Time: 10:00 AM PDT | 01:00 PM EDT
Duration: 60 Minutes
IMG Justin Muscolino
Id: 7794
Live
Session
$119.00
Single Attendee
$249.00
Group Attendees
Recorded
Session
$159.00
Single Attendee
$359.00
Group Attendees
Combo
Live+Recorded
$249.00
Single Attendee
$549.00
Group Attendees

Overview:

Identifying red flags should be part of everyone’s education. Especially in a financial services industry where crime is rampant due to AML related activities. We will explore red flags and discuss the background for those who are not familiar with the topic and dive into the specifics.

Why should you Attend:

  • Understand red flags and the implications
  • Explain the different US regulations (AML, BSA, OFAC)
  • Know how to spot and investigate red flags
  • Determine if a red flag requires further investigation

Areas Covered in the Session:

  • AML Compliance Program
  • Recent changes in US legislation
  • Enforcement actions that matter
  • Investigative techniques
  • The types of red flags that may arise
  • Regulatory implications 

Who Will Benefit:

  • Compliance
  • Legal
  • Risk Management
  • Operations
  • Technology

Speaker Profile

Justin Muscolino brings over 20 years of wide-arranging experience in compliance, training and regulations. He has previously worked in the Head of Compliance Training function for Macquarie Group, UBS, JPMorgan Chase, Bank of China, and GRC Solutions. Justin also runs his own Compliance Training company focusing on US & International regulations.

Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function. He also serves as an advisor for the Global Compliance Institute (GCI) and instructs at the Barret School of Business and various compliance training providers.